3 Chapter 2: The Act Itself

Chapter 2

Overview

In this chapter we will discuss the elements of crimes and the application of the concepts of act and intent. We will learn how to apply elements of crimes by using examples from the case readings and examples in class. To understand how to prove a crime, we must understand its elements.

Learning Targets

After reading this chapter, students will be able to do the following:

  1. Understand the different levels of intent.
  2. Review all elements of the IRAC model.
  3. Familiarize with how to read case law.

Key Terms

  • Actus reus
  • Mens rea
  • Purpose
  • Recklessness

Elements of the Crime

This book is designed to not only teach you the law, but teach you to think like an attorney. As mentioned in the previous chapter, each statute (laws created by the legislatures) or common law rules have specific elements that need to be satisfied. If these rules are not satisfied by the requisite evidentiary standard, the crime has not been proven. In civil or common law contexts that means the rule wouldn’t apply. The crime we will focus most on during the first portion of this book is murder. Perhaps the most attention-grabbing and tragic crime, murder has captured the public’s ire and imagination.

The rule for murder is deceptively simple: a malicious unlawful killing of another with premeditation and deliberation. To break this down into a digestible equation we assign each part (or element) we need to prove a separate number. So, to prove a crime of murder we must prove (a) that the killing was unlawful, (b) that it was done intentionally, (c) that it was done with malice, (d) that it was done with premeditation, and (e) that it was done with deliberation—in shorthand, (a) unlawful, (b) intent, (c) malice, (d) premeditation, and (e) deliberation.

Each of the elements will have sub-elements, or other factors that need to be proven before that element can be satisfied. For example, malice is defined as “the intent to kill, or the intent to inflict grievous bodily injury that would likely result in death,” Or, as a logical equation, it is defined as (a) intent to kill or (b) intent to inflict serious bodily injury.

The “or” is important. Articles, punctuation, and word choice all matter greatly in interpreting the law. When you see “or” in a rule statement that should tip you off that you can choose which element to address and you need not prove both elements. When you see the word “and” in a rule statement that means that you need to address all the elements of that rule to prove it. Regardless, it is always good practice to address both elements, and therefore in the exercises in this book we will always address every element.

Before we can even address the elements of murder or any crime, there are certain implied or “hidden” elements that must also be proven. Those are the act, the intent, and actual and proximate causation. In this chapter we will discuss the act and the foundation of intent. These implied elements are implied for every crime, not just murder. In the context of the murder rules, it would look like this: (a) whether an act has been committed, (b) whether the person intended that act, (c) whether the act was the actual and proximate cause of death, then (d) unlawful, (e) malice, and (f) premeditation and deliberation. Enterprising students may have noticed that intent was part of the original definition of murder. Many crimes do include intent as an enumerated element; those crimes that do not have special considerations will be talked about in the next chapter.

The Act

A common trope in popular culture is the idea that you need a body to prosecute a murder (i.e., you must be able to prove someone is dead to prosecute a murder). This is not accurate. Originally, 18th-century common law did require that you need a body to prove a murder occurred. However, over time, with changes in society and culture, that standard changed as well.

Prior to establishing any guilt or culpability, it is the job of the prosecutor to establish that a crime occurred. But the prosecutor need only do that by a standard of producing “some evidence.” That standard essentially means that there need only be a showing of any pieces of evidence that indicate a murder occurred. In People v. McRae (1947) the Court upheld a finding of “some evidence” based on uncorroborated accomplice testimony, meaning that one singular accomplice was all that was required. In People v. Miranda (2000) the court upheld a finding based on an out-of-court statement by a police officer, an officer that did not even testify. Additionally, any physical evidence of a murder would be sufficient—blood, DNA, signs of a scuffle. The standard for “some evidence” is a low threshold.

That is the first step to any prosecution, to establish that a crime occurred. This does not mean proving that the defendant did the crime, just that a crime happened. The act is the first element to prove that this defendant committed the crime in question. In the legal lexicon this concept is called actus reus.

Case: State v. Utter

The following case will illustrate the standard for what an act is.

Claude Gilbert Utter was charged by an information filed January 16, 1969, with the crime of murder in the second degree. He was convicted by a jury of the crime of manslaughter. He appeals from that conviction.

Appellant and the decedent, his son, were living together at the time of the latter’s death. The son was seen to enter his father’s apartment and shortly after was heard to say, ‘Dad, don’t.’ Shortly thereafter he was seen stumbling in the hallway of the apartment building where he collapsed, having been stabbed in the chest. He stated, “Dad stabbed me” and died before he could be moved or questioned further.

Mr. Utter entered the armed services in December of 1942 and was honorably discharged in October of 1946. He was a combat infantryman. As a result of his service, he was awarded a 60 per cent disability pension.

Appellant testified that on the date of his son’s death he began drinking during the morning hours. He was at the liquor store at 9 a.m. and purchased a quart of Thunderbird wine and a quart of port wine and drank the bottle of port wine with the exception of two drinks. Mr. Utter went for more liquor around noon. At that time he purchased 2 quarts of whiskey and 4 quarts of wine. Upon his return from the liquor store, he and another resident of the apartment ‘sat around drinking whiskey out of water glasses.’ *139 Appellant remembers drinking with his friend and the next thing he remembers was being in jail subsequent to the death of his son. He has no recollection of any intervening events.

Appellant introduced evidence on ‘conditioned response’ during the trial. Conditioned response was defined by Dr. Jarvis, a psychiatrist, as ‘an act or a pattern of activity occurring so rapidly, so uniformly as to be automatic in response to a certain stimulus.’ Mr. Utter testified that as a result of his jungle warfare training and experiences in World War II, he had on two occasions in the 1950’s reacted violently towards people approaching him unexpectedly from the rear.

The major issue presented on appeal is whether it was error for the trial court to instruct the jury to disregard the evidence on conditioned response. The trial court held that the defendant was attempting to present a defense of irresistible impulse-a theory of criminal insanity that has consistently been rejected in this state. In so holding, the trial court considered the defense to be one of mental incapacity. This was not so.

There are two components of every crime. One is objective­the actus reus; the other subjective-the mens rea. The actus reus is the culpable act itself, the mens rea is the criminal intent with which one performs the criminal act. However, the mens rea does not encompass the entire mental process of one accused of a crime. There is a certain minimal mental element required in order to establish the actus reus itself. This is the element of volition.

Appellant contends that his evidence was presented for the purpose of determining whether in fact a homicide had been committed. He argues that his evidence, if believed, establishes that no ‘act’ was committed within the definition of homicide.

What is the meaning of the word ‘act’ as used in this statute? It is sometimes said that no crime has been committed unless the harmful result was brought about by a ‘voluntary act.’ An act must be a willed movement or the omission of a possible and legally-required performance. This is essential to the Actus reus rather than to the mens rea. ‘A spasm is not an act.’

An ‘act’ involves an exercise of the will. It signifies something done voluntarily. It necessarily implies intention. We find these statements abundantly sustained by the text-writers and decisions of our courts.

The absence of consciousness not only precludes the existence of any specific mental state, but also excludes the possibility of a voluntary act without which there can be no criminal liability.

‘Without the consent of the will, human actions cannot be considered as culpable; nor where there is no will to commit an offense is there any just reason why a party should incur the penalties of a law made for the punishment of crimes and offenses.’

An ‘act’ committed while one is unconscious is in reality no act at all. It is merely a physical event or occurrence for which there can be no criminal liability. However, unconsciousness does not, in all cases, provide a defense to a crime. When the state of unconsciousness is voluntarily induced through the use and consumption of alcohol or drugs, then that state of unconsciousness does not attain the stature of a complete defense.

We find that the evidence presented was insufficient to present the issue of defendant’s unconscious or automatistic state at the time of the act to the jury. There is no evidence, circumstantial or otherwise from which the jury could determine or reasonably infer what happened in the room at the time of the stabbing; the jury could only speculate on the existence of the triggering stimulus.

Washington Court of Appeals, Selections from “State v. Utter, 4 Wn. App. 137,” 1971.

Skill-builder 2.1

Case: People v. Bearsly

The following case will illustrate the standard for what an act by omission is.

Respondent was convicted of manslaughter before the circuit court for Oakland county, and was sentenced to the state prison at Jackson for a minimum term of one year and a maximum term not to exceed five years.

He was a married man living at Pontiac, and at the time the facts herein narrated occurred he was working as a bartender and clerk at the Columbia Hotel. He lived with his wife in Pontiac, occupying two rooms on the ground floor of a house. Other rooms were rented to tenants, as was also one living room in the basement. His wife being temporarily absent from the city, respondent arranged with a woman named Blanche Burns, who at the time was working at another hotel, to go to his apartments with him. He had been acquainted with her for some time. They knew each other’s habits and character. They had drunk liquor together, and had on two occasions been in Detroit and spent the night together in houses of assignation. On the evening of Saturday, March 18, 1905, he met her at the place where she worked, and they went together to his place of residence. They at once began to drink, and continued to drink steadily, and remained together, day and night, from that time until the afternoon of the Monday following, except when respondent went to his work on Sunday afternoon. There was liquor at these rooms, and when it was all used they were served with bottles of whisky and beer by a young man who worked at the Columbia Hotel, and who also attended respondent’s fires at the house. He was the only person who saw them in the house during the time they were there together. Respondent gave orders for liquor by telephone. On Monday afternoon, about 1 o’clock, the young man went to the house to see if anything was wanted. At this time he heard respondent say they must fix up the rooms, and the woman must not be found there by his wife, who was likely to return at any time. During this visit to the house the woman sent the young man to a drug store to purchase, with money she gave him, camphor and morphine tablets. He procured both articles. There were six grains of morphine in quarter-grain tablets. She concealed *208 the morphine from respondent’s notice.

and was discovered putting something into her mouth by him and the young man as they were returning from the other room after taking a drink of beer. She in fact was taking morphine. Respondent struck the box from her hand. Some of the tablets fell on the floor, and of these respondent crushed several with his foot. She picked up and swallowed two of them, and the young man put two of them in the spittoon. Altogether it is probable she took from three to four grains of morphine. The young man went away soon after this. Respondent called him by telephone about an hour later, and after he came to the house requested him to take the woman into the room in the basement which was occupied by a Mr. Skoba. She was in a stupor, and did not rouse when spoken to. Respondent was too intoxicated to be of any assistance, and the young man proceeded to take her downstairs. While doing this, Skoba arrived, and together they put her in his room on the bed. Respondent requested Skoba to look after her, and let her out the back way when she waked up. Between 9 and 10 o’clock in the evening, Skoba became alarmed at her condition. He at once called the city marshal and a doctor. An examination by them disclosed that she was dead.

In the brief of the prosecutor, his position is stated as follows: ‘It is the theory of the prosecution that the facts and circumstances attending the death of Blanche Burns in the house of respondent were such as to lay upon him a duty to care for her, and the duty to take steps for her protection, the failure to take which was sufficient to constitute such an omission as would render him legally responsible for her death. Upon this theory a conviction was asked and secured.

The law recognizes that under some circumstances the omission of a duty owed by one individual to another, where such omission results in the death of the one to whom the duty is owing, will make the other chargeable with manslaughter. This rule of law is always based upon the proposition that the duty neglected must be a legal duty, and not a mere moral obligation. It must be a duty imposed by law or by contract, and the omission to perform the duty must be the immediate and direct cause of death.

One authority has briefly and correctly stated the rule, which the prosecution claims should be applied to the case at bar, as follows: ‘If a person who sustains to another the legal relation of protector, as husband to wife, parent to child, master to seaman, etc., knowing such person to be in peril, willfully and negligently fails to make such reasonable and proper efforts to rescue him as he might have done, without jeopardizing his own life, or the lives of others, he is guilty of manslaughter at least, if by reason of his omission of duty the dependent person dies.

The following brief digest of cases gives the result of our examination of American and English authorities, where the doctrine of criminal liability was involved when death resulted from an omission to perform a claimed duty. We discuss no cases where statutory provisions are involved. In Territory v. Manton a husband was convicted of manslaughter for leaving his intoxicated wife one winter’s night lying in the snow, from which exposure she died. The conviction was sustained on the ground that a legal duty rested upon him to care for and protect his wife, and that for his neglect to perform that duty, resulting in her death, he was properly convicted. State v. Smith is a similar case. A husband neglected to provide clothing and shelter for his insane wife. He left her in a bare room without fire during severe winter weather. Her death resulted. The charge in the indictment is predicated upon a known legal duty of the husband to furnish his wife with suitable protection. In State v. Behm the conviction of a mother of manslaughter for exposing her infant child without protection was affirmed upon the same ground.

The record in this case discloses that the deceased was a woman past 30 years of age. She had been twice married. She was accustomed to visiting saloons and to the use of intoxicants. She previously had made assignations with this man in Detroit at least twice. There is no evidence or claim from this record that any duress, fraud, or deceit had been practiced upon her. On the contrary, it appears that she went upon this carouse with respondent voluntarily, and so continued to remain with him. Her entire conduct indicates that she had ample experience in such affairs.

It is urged by the prosecutor that the respondent ‘stood towards this woman for the time being in the place of her natural guardian and protector, and as such owed her a clear legal duty which he completely failed to perform.’ The cases cited and digested establish that no such legal duty is created based upon a mere moral obligation. The fact that this woman was in his house created no such legal duty as exists in law and is due from a husband towards his wife, as seems to be intimated by the prosecutor’s brief. Such an inference would be very repugnant to our moral sense. Deriving and applying the law in this case from the principle of decided cases, we do not find that such legal duty as is contended for existed in fact or by implication on the part of respondent towards the deceased, the omission of which involved criminal liability.

Michigan Supreme Court, Selections from “People v. Beardsley, 113 N.W. 1128,” 1907.

Mens Rea

The second kind of inherent element is the intent. Intent can be described as the desire or the motivation to do a specific thing. The legal concept of intent is called the mens rea, translated from Latin to “the guilty mind” (i.e., the prosecution must prove beyond a reasonable doubt the defendant had a “culpable state of mind,” not motive! Motive is not one of the elements of any crime).

There are four different, and distinct kinds of intent (a) purpose, (b) knowledge, (c) recklessness, and (d) negligent. Each level of intent carries a different level of moral culpability, with purpose being the highest level. As you can imagine, each of these terms has specific elements that need to be addressed to prove that level of intent is present. For purpose the state must prove (a) the conscious will to perform that action and (b) awareness that the prohibited conduct is practically certain to follow.

For knowledge the standard is whether the defendant has acted with (a) the knowledge as to the nature of the act and (b) its probable consequences. For recklessness the standard is whether (a) probability of risk substantial certain, (b) the actor has knowledge or should have knowledge of that risk, and (c) that risk is unjustifiable. For negligence the standard is whether there is (a) no awareness of risk, (b) the defendant still acts to create a unjustifiable risk, which (c) they ought to be aware of.

You’ll note that the first element of purpose “the conscious will to perform an action” is basically the same analysis as for the actus reus. The standard applied will always be the reasonable person standard. This is a complex idea that we will break down in more detail later in this book. For example, when the rule for negligence states that the defendant “ought to be aware of,” that is a question of whether another reasonable person would also be aware of it. When the rule for recklessness says that it requires “knowledge” of the probable consequences, it is a question of whether another reasonable person would also have knowledge of the probable consequences. But what does reasonableness mean? What would a reasonable person do? The question is more akin to what an average, everyman would do. The only way to determine that is to use your own personal life experiences and draw assumptions and conclusions.

Each crime we discuss will require an analysis of one of these levels of intent. It’s important to note that each of these has different elements to prove. You will be able to tell what level of intent is required because it will be stated in the rule or the statute. Most often the level of intent applied is purpose. You can tell when that level of intent is required when the statute says “purpose” or “intended” or any version of the word intend. Intent is also a byword for the application of the purpose standard.

Case: People v. Conley

The following case will illustrate the standard for purpose and the transferred intent doctrine.

The defendant, William J. Conley, was charged with two counts of aggravated battery based on permanent disability and great bodily harm. (Ill.Rev.Stat.1983) He was found guilty after a jury trial of aggravated battery based solely on permanent disability on July 17, 1986.

The defendant was charged with aggravated battery in connection with a fight which occurred at a party on September 28, 1985, in unincorporated Orland Township. Approximately two hundred high school students attended the party and paid admission to drink unlimited beer. One of those students, Sean O’Connell, attended the party with several friends. At some point during the party, Sean’s group was approached by a group of twenty boys who apparently thought that someone in Sean’s group had said something derogatory. Sean’s group denied making a statement and said they did not want any trouble. Shortly thereafter, Sean and his friends decided to leave and began walking toward their car which was parked a half block south of the party.

A group of people were walking toward the party from across the street when someone from that group shouted “There’s those guys from the party.” Someone emerged from that group and approached Sean who had been walking with his friend Marty Carroll ten to fifteen steps behind two other friends, Glen Mazurowski and Dan Scurio. That individual demanded that Marty give him a can of beer from his six-pack. Marty refused, and the individual struck Sean in the face with a wine bottle causing Sean to fall to the ground. The offender attempted to hit Marty, but missed as Marty was able to duck. Sean had sustained broken upper and lower jaws and four broken bones in the area between the bridge of his nose and the lower left cheek. Sean lost one tooth and had root canal surgery to reposition ten teeth that had been damaged. Expert testimony revealed that Sean has a permanent condition called mucosal mouth and permanent partial numbness in one lip. The expert also testified that the life expectancy of the damaged teeth might be diminished by a third or a half.

The defendant further argues that the State failed to prove beyond a reasonable doubt that he intended to inflict any permanent disability. The thrust of defendant’s argument is that under section 12–4(a), a person must intend to bring about the particular harm defined in the statute. The defendant asserts that while it may be inferred from his conduct that he intended to cause harm, it does not follow that he intended to cause permanent disability. The State contends it is not necessary that the defendant intended to bring about the particular injuries that resulted. The State maintains it met its burden by showing that the defendant intentionally struck Sean.

For proper resolution of this issue, it is best to return to the statutory language. Section 12–4(a) employs the terms “intentionally or knowingly” to describe the required mental state. The relevant statutes state:

“4–4. Intent. A person intends, or acts intentionally or with intent, to accomplish a result or engage in conduct described by the statute defining the offense, when his conscious objective or purpose is to accomplish that result or engage in that conduct.”

“4–5. Knowledge. A person knows or acts knowingly or with knowledge of: (b) The result of his conduct, described by the statute defining the offense, when he is consciously aware that such result is practically certain to be caused by his conduct.”

Ill.Rev.Stat.1987 Section 12–4(a) defines aggravated battery as the commission of a battery where the offender intentionally or knowingly causes great bodily harm, or permanent disability or disfigurement. Because the offense is defined in terms of result, the State has the burden of proving beyond a reasonable doubt that the defendant either had a “conscious objective” to achieve the harm defined, or that the defendant was “consciously aware” that the harm defined was “practically certain to be caused by his conduct.” Which we conclude is the correct statement of the law.

Although the State must establish the specific intent to bring about great bodily harm, or permanent disability or disfigurement under section 12–4(a), problems of proof are alleviated to the extent that the ordinary presumption that one intends the natural and probable consequences of his actions shifts the burden of production, though not persuasion, to the defendant. (Farrell, 89 Ill.App.3d) If the defendant presents evidence contrary to the presumption, then the presumption ceases to have effect, and the trier of fact considers all the evidence and the natural inferences drawn therefrom. Intent can be inferred from the surrounding circumstances, the offender’s words, the weapon used, and the force of the blow. (See, Macklin v. Commonwealth Life & Accident Co. (1970), As the defendant’s theory of the case was mistaken identity, there was no evidence introduced negating the presumption of intent. However, even if Conley had denied any intention to inflict permanent disability, the surrounding circumstances, the use of a bottle,

The absence of warning and the force of the blow are facts from which the jury could reasonably infer the intent to cause permanent disability. Therefore, we find the evidence sufficient to support a finding of intent to cause permanent disability beyond a reasonable doubt.

Appellate Court of Illinois, Selections from “People v. Conley, 187 Ill. App. 3d 234,” 1989.

Case: People v. Navarro

The following case will illustrate the first defense – one to intent.

Defendant, charged with a violation of Penal Code section 487.1, grand theft, appeals his conviction after a jury trial of petty theft, a lesser but necessarily included offense. His contention on appeal is that the jury was improperly instructed. The only facts *3 set forth in the record on appeal are that defendant was charged with stealing four wooden beams from a construction site and that the state of the evidence was such that the jury could have found that the defendant believed either (1) that the beams had been abandoned as worthless and the owner had no objection to his taking them or (2) that they had substantial value, had not been abandoned and he had no right to take them.

Accordingly, the question for determination on appeal is whether the defendant should be acquitted if there is a reasonable doubt that he had a good faith belief that the property had been abandoned or that he had the permission of the owner to take the property or whether that belief must be a reasonable one as well as being held in good faith.

In Kasle v. United States (1916) a conviction of receiving stolen goods was reversed because of error in jury instructions which the appellate court read as informing the jury that the defendant could be convicted if a reasonable and honest man of average intelligence would have known the goods were stolen under the facts existing at the time, the court stating: “The result of the rule of the charge would be to convict a man, not because guilty, but because stupid. The issue was whether the accused had knowledge not whether some other person would have obtained knowledge that the goods had been stolen.”

The proper rule, it seems to us, is set forth in Perkins on Criminal Law (2d ed. 1969): “If no specific intent or other special mental element is required for guilt of the offense charged, a mistake of fact will not be recognized as an excuse unless it was based upon reasonable grounds. . . . [On the other hand], because of the requirement of a specific intent to steal there is no such thing as larceny by negligence. One does not commit this offense by carrying away the chattel of another in the mistaken belief that it is his own, no matter how great may have been the fault leading to this belief, if the belief itself is genuine.”

In the instant case the trial court in effect instructed the jury that even though defendant in good faith believed he had the right to take the beams, and thus lacked the specific intent required for the crime of theft, he should be convicted unless such belief was reasonable. In doing so it erred. It is true that if the jury thought the defendant’s belief to be unreasonable, it might infer that he did not in good faith hold such belief. If, however, it concluded that defendant in good faith believed that he had the right to take the beams, even though such belief was unreasonable as measured by the objective standard of a hypothetical reasonable man, defendant was entitled to an acquittal since the specific intent required to be proved as an element of the offense had not been established.

Appellate Department, Superior Court, Los Angeles, Selections from “People v. Navarro, 160 Cal. Rptr. 692,” 1979.

Skill-builder 2.2

Key Chapter Takeaways

  • Every crime requires an “act” and acting with “intent.”
  • An act is any act that is not done automatically or unconsciously.
  • An act is also recognized by a failure to perform a legal duty.
  • There are four levels of intent: purpose, knowledge, recklessness, and negligence.
  • A statute or rule will indicate what level of intent; if it says specifically “intended” you must apply the purpose rule.

References

People v. Beardlsey, 150 Mich. 206 (1907)

People v. Conley, 187 Ill.App.3d 234 (1989)

People v. Navarro, 99 Cal.App.3d Supp 1 (1979)

State v. Utter, 4 Wash.App. 137 (1971)

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